One Intelligence Layer for KYC, AML, sanctions, tax, cross-border and suitability
Don’t scale compliance. Scale your business.
- Covers all compliance and risk matters across client lifecycle management (CLM), from prospecting to periodic and event-driven reviews
- Human in the loop: NUCLEUS proposes, your staff decide
- Fully tailored to your internal policies, your risk appetite and lived practice
- Runs inside your own environment, on top of the systems you already have
- Early no-go flags
- Applicable internal policy
- Profile auto-completion
- Required documents
- Risk classification
- Changes since the last review
- Quality checks
- Re-assessment on new events
- Escalation path
Your data in, guidance you can defend out
- Sits between your data sources and your teams, from Front Office to Compliance
- Takes in client data, documents, transactions and news
- Applies your policies as rules and returns guidance in real time
- LLMs and agents handle what rules cannot and propose changes for your teams to approve
- Client data
- Documents
- Transactions
- News
- + And more
NUCLEUS- 1 Your rules checkDeterministic: the same case gets the same result, every time
- 2 LLMs and agents fill the gapsRead documents and free text, gather data, propose changes
- Source
- Commercial register extract
- Proposed by
- Agent, for your approval
Intelligence Packages for KYC & AML, sanctions, tax, cross-border and suitability
Each Intelligence Package carries the regulatory know-how for one focus, at every stage of the CLM: onboarding, periodic and event-driven reviews. Underneath, every Intelligence Package uses the same rules engine, audit trail and integration, so adding one needs no new setup.
Client due diligenceKYC & AML
- KYC pre-fill and updates from structured and unstructured data
- Quality checks: completeness, plausibility, consistency, recency, corroboration and verification
- Source of wealth and funds, PEP, beneficial owner determination, risk classification
- Complex legal structures understood and documented
- Event-driven re-assessment, not only at the periodic review
Transaction activityTransaction Monitoring
- Transactions checked against account purpose and source of funds
- Pattern detection across the client's activity
- Findings trigger a KYC re-assessment
Sanctions & embargo assessmentsSanctions & Embargo
- Sanctions, PEP and adverse-media hits put in client context
- Fewer false positives, with a rationale for each hit
- Real-time re-screening when lists or media change
Client taxTax Compliance (QI, FATCA, CRS)
- QI, FATCA and CRS classification
- Tax form completeness and correctness
- Plausibility checks against all relevant data points
- Validation and reporting at every stage of the client lifecycle
Cross-border businessCross-Border Compliance
- Jurisdiction detection for every client relationship
- Activities validated against cross-border rules
- Regulatory boundaries enforced before a breach
US investment advisersUS SEC Compliance
- SEC regulations for SEC-registered investment advisers
Investment adviceSuitability & Appropriateness
- Suitability checks for investment advice and portfolio management
- Appropriateness checks for investment services
- Risk Rating & Classification
- Compliance & Risk Reporting
- MiFID II
- And more
Better decisions on the systems you already have
Decisions your team can defend
Every signal shows which rule fired and which data it used. Your staff decide, and can explain why.
Effort where it matters
Queues re-rank in real time. Clean, low-risk cases move fast; genuine red flags go to the second line.
Audit-ready by default
Inputs, rationale and the human decision are recorded for every case, ready for internal and regulatory audit.
No rip-and-replace
NUCLEUS sits on top of your workflow tools, document stores and screening provider. Nothing to migrate.
AI only where it adds value
The rules engine does the checking. LLMs and agents are only called where documents, free text or lookups need them, each scoped to that one task. That keeps running costs low and answers fast.
An incremental rollout, with impact from the first use case
We start with the processes where NUCLEUS saves the most and expand step by step, which keeps adoption and transformation risk under control. Our compliance and AI experts work alongside your team, from the first workshop to production.
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01
Assess
We review your processes and systems and estimate where NUCLEUS saves effort, before you commit. Together we choose the processes to start with.
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02
Deploy
NUCLEUS is installed in your environment, on-premises or in your own cloud, and connected to your data sources.
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03
Calibrate
In staging, we test and tune the rules on your historical cases until the results match your expectations.
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04
Go‑live
NUCLEUS goes to production. Your teams operate it, and we support them.
Go / no-go before every next step, based on measured results: you only scale what has proven itself.
What happens after go‑live
NUCLEUS does not stop at deployment. It evolves with your business, best practice and the regulatory landscape.
Real-time monitoring
NUCLEUS flags issues automatically, so your team focuses on exceptions and high-impact cases, not routine checks.
Regulatory updates
When regulations change and best practice evolves, we update the relevant Intelligence Packages. No months of manual rework on your side, and you decide what to activate.
Expand without disruption
Need a new Intelligence Package? Same setup path, same Intelligence Layer, no rip-and-replace.
See NUCLEUS on your own cases
Walk through your compliance and risk processes with our team.